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191	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 2, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-03 09:29:48 Financial Industry Regulatory Authority Financial system Securities Exchange Act Business U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine Selling away United States securities law Self-regulatory organizations Financial regulation
192	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 30, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Perio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-31 07:00:43 Trade Reporting And Compliance Engine Securities Exchange Act Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Self-regulatory organization Selling away Securities regulation in the United States United States securities law Financial regulation Financial system
193	Order Approving Proposed Rule Change to Adopt FINRA Rule[removed]Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook (Release No[removed]; File No. SR-FINRA[removed]) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-15 18:47:22 Financial system Securities Finance Financial Industry Regulatory Authority Securities Exchange Act Securities research U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Financial economics Self-regulatory organizations
194	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-26 10:49:42 Securities Exchange Act Securities regulation in the United States Financial system U.S. Securities and Exchange Commission Business Self-regulatory organization Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial Industry Regulatory Authority
195	Microsoft Word[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-14 11:32:03 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Broker-dealer Registered Investment Advisor Selling away United States securities law Financial economics Financial system
196	SR-EDGX[removed]Page 14 of 15 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-16 09:57:24 Economy of the United States Business Securities Selling away United States securities law Financial Industry Regulatory Authority Finance
197	Notice of Filing of Proposed Rule Change to Adopt FINRA Rule[removed]Front Running of Block Transactions) in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-01 08:27:57 Financial system Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away Registered Investment Advisor United States securities law Business Financial regulation
198	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 30, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Appoving Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 10:19:05 Financial system Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial Industry Regulatory Authority
199	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-22 18:12:51 Economy of the United States Trade Reporting And Compliance Engine Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
200	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 4560 to Correspond with a Rule Change filed by the Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-27 12:06:50 Securities Exchange Act Economy of the United States Financial system Self-regulatory organization U.S. Securities and Exchange Commission New York Stock Exchange NYSE Euronext Selling away United States securities law Financial Industry Regulatory Authority Financial regulation

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